David Kaiser is the Director of Retirement Planning for Wealthcare Management Services (WMS). In this role, he taps into more than 20 years of experience with consulting to retirement plan sponsors, including 401(k), 401(a), 403(b) and Defined Benefit plans. David’s retirement plan consulting services cover investment policy assistance review, asset allocation, manager selection, performance measurement and employee education. He partners with clients and prospects to provide plan sponsors with plan governance, compliance, fiduciary oversight and quarterly reviews. With the increased focus on fiduciary responsibility for business owners and corporate executives for their retirement plans, David’s background in retirement planning helps these business leaders better understand their fiduciary obligations. By working with many of the intermediaries in the defined contribution and defined benefits markets, he provides much-needed retirement plan guidance.
David holds several FINRA certifications, including the Series 7, 24, 63 with LPL Financial and 65 licenses with Wealthcare Advisory Partners. He also earned the Accredited Investment Fiduciary (AIF) designation from the Center for Fiduciary Studies. David graduated from Arizona State University with a bachelor’s degree in business administration, with a major in finance.